Series S2810 - APPLICATIONS - REGISTERS

Identity area

Reference code

AU WA S2810

Title

APPLICATIONS - REGISTERS

Date(s)

  • 1976-01-01 - 1990-12-30 (Creation)

Level of description

Series

Medium

Format

Volumes

Status

Context area

Name of creator

AU WA A79 - CORPORATE AFFAIRS DEPARTMENT (1985-02-01 - 1991-04-03)

Administrative history

The Corporate Affairs Department was created on the 1 February 1985 following the abolition of the Corporate Affairs Office. The Department was abolished on 3 April 1991, following the passing of federal legislation relating to uniform securities administration. An Office of State Corporate Affairs was established as a sub-department within Crown Law Department on the same day. The Australian Securities Commission became responsible for administering and policing the Companies Code in Western Australia.

Archival history

Content and structure area

Scope and content

Applications and subsequent actions to Dealers, Dealers Representatives and Investment Advisors licences. Gives name of applicant, date issued, renewed and revoked etc.

WAS 2809, CONS 6950 contains the index to these records.

These records were transferred to the State Records Office by the Australian Securities And Investment Commission in April 2002.

Accruals

System of arrangement

Numerical

Conditions of access and use area

Conditions governing access

Conditions governing access (legacy)

OPEN

Conditions governing reproduction

Language of material

Script of material

Language and script notes

Physical characteristics and technical requirements

Finding aids

Allied materials area

Existence and location of originals

Related units of description

Related units of description

Access points

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Description control area

Level of detail

Language(s)

Script(s)

Sources

Archivist's note

AN Cross Reference = 193

Accession area

Related subjects

Related people and organizations

Related places