Identity area
Reference code
AU WA S2809
Title
INDEX - APPLICATIONS FOR LICENCE HOLDERS AS DEALERS (SECURITIES INDUSTRY ACT)
Date(s)
- 1976-01-01 - 1990-12-30 (Creation)
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Context area
Name of creator
AU WA A79 - CORPORATE AFFAIRS DEPARTMENT
(1985-02-01 - 1991-04-03)
Administrative history
The Corporate Affairs Department was created on the 1 February 1985 following the abolition of the Corporate Affairs Office. The Department was abolished on 3 April 1991, following the passing of federal legislation relating to uniform securities administration. An Office of State Corporate Affairs was established as a sub-department within Crown Law Department on the same day. The Australian Securities Commission became responsible for administering and policing the Companies Code in Western Australia.
Repository
Archival history
Content and structure area
Scope and content
Index to applicants and subsequent actions to Dealers, Dealers Representative and Investment advisors licence.
This index is to CONS 6951.
These records were transferred to the State Records Office by the Australian Securities And Investment Commission in April 2002.
Accruals
System of arrangement
Conditions of access and use area
Conditions governing access
Conditions governing access (legacy)
OPEN
Conditions governing reproduction
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Script of material
Language and script notes
Physical characteristics and technical requirements
Finding aids
Allied materials area
Existence and location of originals
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Related units of description
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Description control area
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Sources
Archivist's note
AN Cross Reference = 193